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Kim, Bae, Kim, Cho, and Kang: A comparative prognostic performance of definitions of Crohn-like lymphoid reaction in colorectal carcinoma

Abstract

Background

The prognostic potential of Crohn-like lymphoid reaction (CLR) in colorectal carcinoma (CRC) has been investigated through the assessment of different criteria.

Methods

The prognostic impact of CLR was investigated in 636 CRC patients to compare methods from previously published articles. These methods included CLR measured by number of lymphoid aggregates (LAs) (CLR count), LA size greater than or equal to 1 mm (CLR size), CLR density with a cutoff value of 0.38, and subjective criteria as defined by intense CLR.

Results

In univariate survival analysis, CLR-positive CRC as defined by the four aforementioned methods was associated with better overall survival (OS) (hazard ratio [HR], 0.463; 95% confidence interval [CI], 0.305 to 0.702; p < .001; HR, 0.656; 95% CI, 0.411 to 1.046; p = .077; HR, 0.363; 95% CI, 0.197 to 0.669; p = .001; and HR, 0.433; 95% CI, 0.271 to 0.690; p < .001, respectively) and disease-free survival (DFS) (HR, 0.411; 95% CI, 0.304 to 0.639; p < .001; HR, 0.528; 95% CI, 0.340 to 0.821; p = .004; HR, 0.382; 95% CI, 0.226 to 0.645, p = .004; and HR, 0.501; 95% CI, 0.339 to 0.741; p < .001, respectively) than CLR-negative CRC, regardless of criteria with the exception of OS for CLR density. In multivariate analysis, two objective criteria (CLR count and CLR density) and one subjective criterion (intense CLR) for defining CLR were considered independent prognostic factors of OS and DFS in CRC patients.

Conclusions

CLR has similar traits regardless of criteria, but CLR-positivity should be defined by objective criteria for better reproducibility and prognostic value.

Colorectal cancer (CRC) is the fourth most common cause of cancer death worldwide, and its incidence is increasing in young patients [1]. Although CRC is a heterogeneous cancer with various subtypes, a lymphoid reaction is known to represent the immune response to the tumor [24]. Among these reactions, the Crohn-like lymphoid reaction (CLR) consists of lymphoid aggregates (LAs), with or without germinal centers that are distributed within the bowel wall, that surpass the invasion front (IF) of the tumor and are mostly localized in the muscularis propria and the pericolic adipose tissue [5]. Like other lymphoid reactions within CRC, CLR has not only been described as a means of antitumor immune response but also as a prognostic factor in several individual studies [4,68].
In CRC, conditions that involve dense lymphocytic reactions, namely CLR, peritumoral reaction, intratumoral periglandular reaction, and tumor-infiltrating lymphocytes, are strongly associated with molecular subtypes microsatellite instability (MSI) and the CpG island methylator phenotype (CIMP) [913]. Inflammatory bowel diseases (IBD) including ulcerative colitis and Crohn’s disease could also be the reason for CLR in patients with CRC. Since certain molecular subtypes or preceding IBD could be associated with the prognosis, it would be possible to assume that these factors may act as confounding factors between CLR and patient prognosis [1416]. However, previous studies have found that CLR is a prognostic indicator even within MSI-high or colitis-associated CRC populations [6,17]. Therefore, it has been acknowledged that a quantifying immune reaction could benefit in providing additional survival information in overall CRC patients [18].
Several different histological assessment systems have been developed to determine the correlation between CLR and prognosis. Some of the criteria for identifying positive CLR have been categorized and applied to a single MSI-high CRC patient cohort [47]. However, a comparative analysis that assesses alternative criteria in a single CRC population regardless of molecular subtype or preceding disease conditions has been unavailable up to this point. In this study, we reviewed previous studies to investigate the methods that were used to measure CLR in CRC and categorized the criteria being used. Furthermore, we compared each criterion in a single CRC patient set to characterize different aspects of various CLR criteria including association with prognosis, age, sex, molecular subtype, and other histological characteristics. We attempted to clarify the prognostic value of CLR in CRC according to various assessment systems.

MATERIALS AND METHODS

Patients and specimens

We retrospectively analyzed 767 CRC patients who underwent tumor resection between January 2004 and December 2006. Among them, 636 patients whose whole section slide samples were available from the pathology archive at Seoul National University Hospital were selected. The available tissue samples were formalin-fixed, paraffin-embedded tissues that were obtained from CRC specimens resected during curative surgery. Patients exposed to chemotherapy or radiotherapy before resection were excluded. Patient information including age, sex, and other clinical or pathological data were collected from the electronic medical records.

Analysis of molecular subtypes and KRAS and BRAF mutation status

MSI status was determined using five microsatellite markers (BAT25, BAT26, D2S123, D5S345, and D17S250). MSI-high was defined when instability was present in ≥ 40% of the markers. MSI-low and microsatellite stable (MSS) were defined as instability in one marker and none of the markers, respectively. CIMP status was determined by quantification of the DNA methylation levels in eight markers (CACNA1G, CDKN2A, CRABP1, IGF2, MLH1, NEUROG1, RUNX3, and SOCS1) via bisulfate DNA modification and MethyLight as described previously [19]. CIMP was considered positive when more than four markers were methylated but negative otherwise. To evaluate mutations in KRAS and BRAF, microdissected tissues were manually collected and incubated in a mixture of lysis buffer and proteinase K at 55°C for 2 days. KRAS mutations were identified by direct sequencing of codons 12 and 13. BRAF mutations were identified by allele-specific polymerase chain reaction in codon 600 as described previously [20].

Pathological assessment of CLR

Two pathologists (YK and JMB) assessed the CLR status of 636 CRC patient slides. Criteria used for assessments were obtained from the review of previous studies (Table 1) [4,6,7,9, 17,2123]. These criteria include (1) counting the number of three or more LAs, from Buckowitz et al. (Fig. 1A, CLR count), (2) size-based assessment of LA ≥ 1 mm, from Ueno et al. (Fig. 1B, CLR size), (3) criteria from the Väyrynen-Mäkinen group, which considers a density of CLR (the number of LAs divided by the length of the IF) greater than or equal to 0.38 to be high (Fig. 1C, CLR density), and (4) intense CLR (Fig. 1D), which represents less objective criteria such as transmural and intense CLRs [4,7,21].

Statistical analysis

R (ver. 3.3.1, R Foundation for Statistical Computing, Vienna, Austria) was used to analyze the CRC patient samples. To compare categorical variables, Fisher exact test was performed. For the univariate analysis, Kaplan-Meier analysis with a log-rank test was used to investigate the association between clinicopathological parameters including CLR status and survival. Multivariate survival analysis, which was performed when the p-value was less than .05 in the univariate analysis for a given parameter, was conducted using the Cox proportional hazards regression model.

RESULTS

Association between clinicopathological parameters and CLR in CRC patients

The clinicopathological features of CRCs with CLR-positivity according to different CLR criteria are summarized in Table 2. CLR-positive CRCs, regardless of the CLR criteria used, were significantly associated with a lower pTNM stage. Lymphatic invasion demonstrated a significant inverse correlation with CLR-positive CRCs as defined by CLR count, CLR size, and intense CLR (p = .002, p = .005, and p = .021, respectively). CLR-positivity was positively correlated with MSI-high and demonstrated preference for the colon over the rectum and for the right-sided colon over the left-sided colon as the site of origin, regardless of criteria.

Prognostic value of CLR according to different criteria in CRC patients

Univariate survival analysis revealed that CLR-positive CRC is associated with significantly better overall survival (OS) (hazard ratio [HR], 0.463; 95% confidence interval [CI], 0.305 to 0.702; p < .001; HR, 0.363; 95% CI, 0.197 to 0.669; p = .001; and HR, 0.433; 95% CI, 0.271 to 0.690; p < .001, respectively) and disease-free survival (DFS) (HR, 0.411; 95% CI, 0.304 to 0.639; p < .001; HR, 0.382; 95% CI, 0.226 to 0.645; p = .004; and HR, 0.501; 95% CI, 0.339 to 0.741; p < .001, respectively) than CLR-negative CRC, when the criteria of CLR count, CLR density, and intense CLR were applied (Fig. 2). When CLR was assessed with the size criteria, it was significantly correlated only with improved DFS (HR, 0.528; 95% CI, 0.340 to 0.821; p = .004), but not with better OS (HR, 0.656; 95% CI, 0.411 to 1.046; p = .077). The correlation between survival and CLR showed identical significance when evaluating only MSI-low and MSS CRC patients (Supplementary Table S1). In the multivariate survival analysis, CLR-positivity based on CLR count, CLR density, and intense CLR were determined to be an independent prognostic factors after adjustment for lymphatic invasion, perineural invasion, venous invasion, and pTNM stage (Table 3). When excluding MSI-high CRC, CLR count and intense CLR were significantly associated with survival (Supplementary Table S2).

DISCUSSION

Strong lymphocytic reactions have been suspected to predict favorable prognoses in CRC. Among the four entities of CLR, peritumoral reaction, intratumoral periglandular reaction, and tumor-infiltrating lymphocyte (TIL), TIL has been the target of most interest and the front-runner when evaluating the lymphatic reaction of CRC [13,2428]. Therefore, the correlation between TIL and survival has been established in multiple large-scale studies [8,29,30]. Studies suggest that TIL should be considered as a superior predicting prognostic factor to other molecular markers, including MSI and the KRAS and BRAF mutations, and to the consensus molecular subtype from the CRC subtype consortium [8]. However, TIL has disadvantages when clinical applications are considered. Since a standardized area of interest has not been established, studies range from counting TILs in high power fields and single tissue microarray cores to whole slide sections [31,32]. Moreover, intratumoral epithelial and stromal regions, as well as subtypes of TILs according to immunohistochemical data, could also have differential or opposing influence on survival [33]. Unlike TIL, CLR has been uniformly addressed with whole section slides and could be considered a more reliable marker for evaluating the prognostic potential of the lymphatic reaction in CRC.
The role of CLR in CRC can be regarded as a tertiary lymphoid structure that is associated with the host immune response against tumor cells [4]. While some studies have reported CLR as a prognostic factor, the results are not always in agreement [6,9]. Furthermore, various methods used to evaluate CLR-positivity have been developed, but the effects of different assessment methods have not been completely elucidated and need to be reviewed in detail. In this study, we observed different aspects of CLR and survival by applying multiple criteria to a single cohort of CRC patients for the comparison of each criterion. According to univariate analysis, CLR was prognostic with any of the four criteria, but not all criteria could demonstrate CLR as an independent prognostic factor in multivariate analysis. However, we have previously reported that interobserver reproducibility is higher with objective criteria than with subjective criteria [6]. Therefore, in the present study, we defined CLR as positive when at least 3 LAs were present and when LA/IF greater than or equal to 0.38 was observed.
In this study, we limited our focus to criteria that dichotomized the CRC patients according to CLR, and therefore, semiquantitative three-tier grading by Graham and Appelman [5] was not included. Nevertheless, the findings from the previous studies provided the basis of the criteria for this comparative analysis.
We clarified assessment methods for CLRs according to those presented in previous studies, analyzed 636 CRC cases for CLR according to four different criteria, and correlated CLR with clinicopathological features and prognoses. Findings of our study suggest that CLR should be considered as an independent prognostic marker, and for clinical practice, CLR-positivity should be defined with objective criteria such as at least 3 LAs or LA/IF greater than or equal to 0.38.

Supplementary Information

Notes

Ethics Statement

This study was approved by the Ethics Committee of the Seoul National University Hospital, which waived the requirement to obtain informed consent (H-1313-050-542).

Author Contributions

Conceptualization: GHK. Data curation: YK, JMB. Formal analysis: YK, NYC. Funding acquisition: GHK. Investigation: YK, NYC. Methodology: YK. Resources: JMB. Software: YK. Supervision: GHK. Validation: GHK. Visualization: YK. Writing—original draft: YK. Writing—review & editing: JHK, GHK. Approval of final manuscript: all authors.

Conflicts of Interest

GHK and JHK, contributing editors of the Journal of Pathology and Translational Medicine, were not involved in the editorial evaluation or decision to publish this article. All remaining authors have declared no conflicts of interest.

Funding Statement

This work was supported by grants from the National Research Foundation (NRF) funded by the Korean Ministry of Science, ICT and Future Planning (2011-0030049 and 2016M3A9B6026921), a grant from the Korea Health Technology R&D Project through the Korea Health Industry Development Institute funded by the Korean Ministry of Health and Welfare (HI14C1277), and a grant from the SNUH Research Fund (2320160090 (2016-1999)).

Fig. 1
Examples of Crohn-like lymphoid reaction (CLR)–positive cases according to each criterion. (A) At least three lymphoid aggregates (LAs) (arrow), positive according to CLR count. (B) A single LA, which is greater than or equal to 1 mm in diameter, positive by CLR size. (C) The number of LAs divided by the length of the invasion front (bold line) is greater than or equal to 0.38 (positive according to CLR density). (D) An intense LA in the proper muscle and subserosa.
jptm-2020-10-06f1.jpg
Fig. 2
Correlations between each Crohn-like lymphoid reaction (CLR) criterion and survival (overall survival and disease-free survival). (A) Kaplan-Meier curves for CLR count (at least three lymphoid aggregates [LAs]). (B) Kaplan-Meier curves for CLR size (LA ≥ 1 mm in diameter). (C) Kaplan-Meier curves for CLR density (the number of LAs divided by the length of the invasion front ≥ 0.38). (D) Kaplan-Meier curves for intense CLR.
jptm-2020-10-06f2.jpg
Table 1
Characteristics of studies of the correlation between CLR and survival
Study Stage No. Positive (%) Subtype Outcome CLR criteria
Buckowitz et al. (2005) [21] I–IV 118 35.6 - OS ≥ 3 LAs
Ogino et al. (2009) [9] I–IV 843 27.3 - CSS, OS Transmural CLR
Kim et al. (2015) [6] I–IV 212 21.5–65.1 MSI-H DFS Intense CLR, LA ≥ 1 mm, LA/IF ≥ 0.38
Rozek et al. (2016) [22] I–IV 1484 47.1 - CSS, OS ≥ 3 LAs
Kakar et al. (2004) [23] I–IV 248 41.1 Mucinous OS Intense CLR
Lewis et al. (2013) [17] I–IV 89 56.2 Colitis-associated PFS, OS Transmural CLR
Ueno et al. (2013) [4] I–IV 1354 73.3 - DFS LA ≥ 1 mm
Vayrynen et al. (2014) [7] I–IV 567 - - CSS LA/IF ≥ 0.38

CLR, Crohn-like lymphoid reaction; OS, overall survival; LA, lymphoid aggregate; CSS, cancer-specific survival; MSI-H, microsatellite instability–high; DFS, disease-free survival; IF, invasion front; PFS, progression-free survival.

Table 2
Clinicopathological parameters and CLR
Variable CLR count (%) p-value CLR size (%) p-value CLR density (%) p-value Intense CLR (%) p-value
Total 636 169 (26.6) 104 (16.4) 94 (14.8) 140 (22.0)
Age .470 .236 .736 .847
 ≥ 65 358 91 (25.4) 53 (14.8) 51 (14.2) 80 (22.3)
 < 65 278 78 (28.1) 51 (18.4) 43 (15.5) 60 (21.6)
Sex .583 .827 .670 .626
 Male 383 105 (27.4) 64 (16.7) 65 (17.0) 87 (22.7)
 Female 253 64 (25.3) 40 (15.9) 29 (11.5) 53 (20.9)
pTNM stage .001 .041 .002 .005
 I or II 306 100 (32.7) 60 (19.7) 59 (19.3) 82 (26.8)
 III or IV 330 69 (20.9) 44 (13.4) 35 (10.6) 58 (17.6)
Lymphatic invasion .002 .131 .005 .021
 Absent 353 111 (31.4) 65 (18.5) 65 (18.4) 90 (25.5)
 Present 283 58 (20.5) 39 (13.8) 29 (10.2) 50 (17.7)
Vascular invasion .118 .214 .072 .486
 Absent 549 152 (27.7) 94 (17.2) 87 (15.8) 124 (22.6)
 Present 87 17 (19.5) 10 (11.5) 7 (8.0) 16 (18.4)
Perineural invasion .141 .102 .065 .178
 Absent 485 136 (28.0) 86 (17.8) 79 (16.3) 113 (23.3)
 Present 151 33 (21.9) 18 (11.9) 15 (9.9) 27 (17.9)
MSI status .002 .002 .001 .006
 Low/stable 581 144 (24.8) 86 (14.8) 77 (13.3) 119 (20.5)
 High 55 25 (45.5) 18 (33.3) 17 (30.9) 21 (38.2)
CIMP .274 .510 .365 .438
 Low 595 155 (26.1) 96 (16.2) 86 (14.5) 129 (21.7)
 High 41 14 (34.1) 8 (20.0) 8 (19.5) 11 (26.8)
KRAS mutation .839 .466 .704 > .99
 Absent 470 124 (26.4) 74 (15.8) 68 (14.5) 104 (22.1)
 Present 166 45 (27.1) 30 (18.2) 26 (15.7) 36 (21.7)
BRAF mutation .429 .813 .619 .290
 Absent 602 158 (26.2) 98 (16.3) 88 (14.6) 130 (21.6)
 Present 34 11 (32.4) 6 (17.6) 6 (17.6) 10 (29.4)
Tumor location .003 .001 .005 .005
 Colon 451 135 (29.9) 87 (19.4) 78 (17.3) 78 (17.3)
 Rectum 185 34 (18.4) 17 (9.2) 16 (8.6) 16 (8.6)
Tumor side .005 .009 .002 .045
 Left 461 60 (9.4) 39 (6.1) 38 (6.0) 47 (7.4)
 Right 175 109 (17.1) 65 (10.2) 56 (8.8) 93 (14.6)

CLR, Crohn-like lymphoid reaction; MSI, microsatellite instability; CIMP, CpG island methylator phenotype.

Table 3
Multivariate analysis of CLR according to Cox proportional hazards regression model
Criteria Overall survival Disease-free survival


HR 95% CI p-value HR 95% CI p-value
CLR count 0.595 0.390–0.907 .016 0.559 0.384–0.813 .002
CLR size 0.687 0.440–1.072 .098
CLR density 0.519 0.280–0.962 .037 0.558 0.328–0.949 .031
Intense CLR 0.610 0.378–0.984 .043 0.610 0.395–0.941 .025

Each variable was adjusted for lymphatic, perineural, and venous invasion and pTNM stage. One of the CLR criteria was included for each model. CLR, Crohn-like lymphoid reaction; HR, hazard ratio; CI, confidence interval.

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